EthicalHub

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Your client’s first GFSI audit: a 90-day plan

A 13-week plan for taking a client to their first SQF, BRCGS or FSSC 22000 certification audit, with who does what each week.

The short answer

Once the client’s system is written, the run-up to a first GFSI audit is mostly time: SQFI recommends at least 90 days of records before the audit, and every scheme’s auditor wants to see the system working, not just written. Use those 13 weeks in three phases: launch the system and train the team, run it while you review records weekly, then test it with an internal audit and a mock audit. The client keeps the records; you verify and coach.

The plan

Thirteen weeks, three phases

Our suggested structure. It assumes the gap analysis is done and the system is written. If not, do that first.

WeeksClient doesYou do
1–2: LaunchNames the practitioner and backup, starts every record on the agreed system, books the audit with a certification bodyKick-off with the site team, confirm scope and scheme edition, train supervisors on each record and procedure
3–4: SettleKeeps records daily, raises corrective actions as issues come upWeekly remote review of exceptions; fix forms or procedures that don’t work on the floor
5–8: RunKeeps records, runs a traceability test and a recall test, completes supplier approvalsWeekly review; one site visit; check supplier approval and certificates (a fundamental requirement under BRCGS)
9: Internal auditRuns or supports an internal audit of the whole systemCoach the internal auditor; review findings and root causes
10: Mock auditHosts the mock audit as if it were realRun a mock audit, independent of the area, with findings graded
11–12: Close gapsCloses mock audit findings with evidence; management review held and minutedVerify closures; check the management review and food safety culture evidence
13: ReadyFinal record check; team briefed on audit dayAudit-day briefing: who meets the auditor, where records are, how to answer questions
Check first

Confirm the scheme edition before week 1

Two schemes change in 2027. SQF Edition 10 audits are expected from early January 2027, and FSSC 22000 Version 7 applies from 1 May 2027. A client whose first audit falls after those dates should be built to the new edition from the start. Confirm with the certification body when you book. Comparing schemes? See SQF vs BRCGS vs FSSC 22000.

Audit day

Your role on the day

Let the site answer

The auditor is assessing the client’s system. Staff answering for themselves shows it works; you answering for them suggests it doesn’t.

Be reachable

Attend the opening and closing meetings if agreed, or stay on the phone for questions about why something was designed the way it was.

Write down every finding

At the closing meeting, record each finding, its grade and the deadline. Close-out starts the next day.

After the audit

Close-out, then keep it running

The client usually has about four weeks to close findings: SQF Edition 9 allows 30 calendar days, and BRCGS generally 28 days to submit evidence. Use the four-week close-out plan, then move the client onto a monthly service so the system doesn’t drift before next year. See turning projects into retainers.

Where EthicalHub fits

Watch the 90 days build, week by week

With the client’s records in EthicalHub, your weekly review takes minutes: the Consultant Dashboard shows their readiness score, open corrective actions and expiring certificates, and you sign off CAPAs remotely. When the auditor arrives, the audit pack is ready. The dashboard is free for consultants; clients subscribe from $69 a month per site.

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Invite the client you’re preparing and track their run-in from your desk.

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Questions

First GFSI audits: common questions

How long does it take to prepare a client for a GFSI audit?
Once the system is written, plan for at least 90 days. SQFI recommends a minimum of 90 days of records before a site audit, and the other schemes’ auditors also expect to see the system working over time. If the system still has to be built, add that time first.
What does a consultant do in the run-up to a GFSI audit?
Usually the gap analysis, building or fixing the system, training the site team, reviewing records as they build up, running an internal audit or mock audit, and supporting close-out afterwards. The client keeps the records and owns the system.
Should the consultant attend the client’s certification audit?
It depends on your agreement and the client’s wishes. Many consultants attend the opening and closing meetings or stay available by phone. The site team should answer the auditor’s questions themselves, because the auditor is assessing their system.
What happens after the first GFSI audit?
The certification body issues findings, and the client has a set time to close them, usually around four weeks (SQF Edition 9 allows 30 calendar days; BRCGS generally 28 days to submit evidence). After review, the certification body decides on the certificate.

Ninety days. One dashboard.

The Consultant Dashboard is free. Track every client’s run-in from one screen.

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