EthicalHub

HACCP & PRPs

How to approve a food supplier in seven steps

A supplier approval procedure that holds up at audit: what to collect, what to check, and how to keep approval current after the first delivery.

The short answer

Rate the risk of the supplier and the material, collect evidence that matches that risk, and check it rather than file it: a certificate only counts if it covers the site and product you’re buying. Record the decision, add the supplier to your approved list, then keep approval current by monitoring deliveries and reviewing on a set schedule. Under BRCGS this is a fundamental requirement, so a major finding here fails the audit.

The procedure

Seven steps from enquiry to approved

1. Risk-rate

Score the supplier, the material and its use

Who they are (manufacturer or trader, certified or not, track record), what the material is (micro, chemical, physical, allergen and fraud hazards), and how you use it. A raw material with no kill step after it is higher risk than one you cook.

2. Collect

Ask for evidence that matches the risk

Usually a GFSI-recognised certificate, a signed product specification and a completed questionnaire. Higher risk can mean a second-party audit or a testing program as well.

3. Check

Read the certificate properly

Is it in date? Does it name the site that actually makes your material, not just a head office? Does its scope cover your product? Are there exclusions?

4. Verify

Treat questionnaires as claims

A questionnaire is what the supplier says. Check the answers that matter, such as allergens on site, against the specification, the certificate or an audit.

5. Decide

Approve, conditionally approve, or reject

Record who decided, on what evidence, and any conditions, such as extra receiving checks until the first three deliveries pass.

6. List

Add them to the approved supplier list

Contact details, the materials they’re approved for, certificate expiry and next review date. Goods-in should only accept materials from this list.

7. Monitor

Keep approval current

Track receiving checks, rejections and complaints, renew certificates before they expire, and review each supplier on the schedule your risk rating sets.

Matching evidence to risk

A simple three-tier approach

Our suggested starting point. SQF and BRCGS expect a documented, risk-based approach but don’t prescribe tiers or review intervals.

TierTypical materialsEvidence to approveReview
HighReady-to-eat ingredients, anything with no kill step after it, allergens, high fraud riskGFSI certificate with scope checked, signed specification, and a second-party audit or testing programYearly, plus on any trigger
MediumIngredients you cook or process further, direct food-contact packagingGFSI certificate with scope checked and a signed specificationYearly
LowShelf-stable, low-hazard materials and secondary packagingSpecification and a verified questionnaireEvery two years, or on a trigger

Triggers for an immediate review: an expired certificate, a recall or complaint, a failed delivery, or a change of site or ownership at the supplier.

Where it goes wrong

Four traps auditors find

The wrong site on the certificate

The certificate belongs to a sister site or a head office, not the factory that makes your material.

Brokers and traders

Buying through an agent doesn’t exempt you. Approve the broker and know which site actually makes the product.

Expired certificates nobody noticed

Approval lapses quietly when a certificate expires and the list isn’t updated.

“Emergency” suppliers that stay

A one-off purchase turns into a regular supplier with no approval. Give emergency supplies an end date and record the receiving checks.

Where EthicalHub fits

Approval that doesn’t lapse quietly

EthicalHub keeps your approved supplier list, certificates and specifications together, and flags certificates before they expire. Goods-in rejections feed straight into corrective actions, so a supplier’s track record builds up without anyone re-typing it. See supplier certificates.

See your supplier list in EthicalHub

A walkthrough using a few of your own suppliers.

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Questions

Supplier approval: common questions

How do you approve a new food supplier?
Risk-rate the supplier and the material, collect evidence that matches the risk (usually a GFSI-recognised certificate and a signed specification), check the certificate’s scope covers the actual site and product, record the approval decision, add them to your approved supplier list, then monitor deliveries and review them on a set schedule.
Is a GFSI certificate enough to approve a supplier?
It’s strong evidence, but only if you check it. The certificate must cover the site that actually makes your material, the products you buy, and be in date. Both SQF and BRCGS expect you to evaluate it, not just file it.
Can I buy from a supplier who isn’t approved?
In a genuine emergency, yes, if your procedure allows it. SQF expects you to carry out and record a receiving inspection or analysis before using the material. Give the supplier a temporary approval with an end date, then approve them properly or stop using them.
How often should supplier approval be reviewed?
Neither SQF nor BRCGS sets a fixed interval. Set one by risk and write it down, and review straight away when a certificate expires, a complaint or recall involves the supplier, or something changes at their site.

Every supplier approved. Every certificate current.

See how EthicalHub keeps supplier approval up to date between audits.

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